Adam Keller

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2023-11-01

ME RA
APPROVED

Since 2023-11-01

Branch Locations

Harpswell, ME • United States

200 Us Route 1 Ste 111, Scarborough, ME 04074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Scarborough	ME	10/2021	Present
Headlight Audio Visual	Portland	ME	03/2021	12/2021
Unemployed	Unemployed	ME	05/2020	03/2021
Royal Productions	New Orleans	LA	11/2019	05/2020
Psav	New Orleans	LA	09/2017	11/2019
House Of Blues	New Orleans	LA	01/2015	09/2017

10/2021 → Present

Ameriprise Financial Services, Llc

Scarborough, ME
03/2021 → 12/2021

Headlight Audio Visual

Portland, ME
05/2020 → 03/2021

Unemployed

Unemployed, ME
11/2019 → 05/2020

Royal Productions

New Orleans, LA
09/2017 → 11/2019

Psav

New Orleans, LA
01/2015 → 09/2017

House Of Blues

New Orleans, LA

Other Businesses

Outside Employment; Independent Solutions; Financial Advisor; Manage advisory business; 200 US Route 1, Suite 111, Scarborough, ME, 04074; Investment-Related; 02/25/2025; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-28

S66 Uniform Combined State Law Examination

2023-10-28

View on SEC IAPD