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Nicholas Ramsoondar

Td Private Client Wealth LLC

Mineola, NY

Melville, NY

CRD 7466842

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Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-04
  • NY RA
    APPROVED
    Since 2026-08-04

Branch Locations

540 Jericho Turnpike, Mineola, NY 11501 • United States

324 So. Service Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Ozone Park NY 09/2021 11/2021
Aegis Capital Corp Melville NY 11/2021 12/2022
Target Valley Stream NY 08/2020 08/2021
Unemployed Ozone Park NY 05/2020 08/2020
Suny Albany Albany NY 08/2016 05/2020
Target Colony NY 10/2019 01/2020
Morgan Stanley New York NY 04/2023 06/2026
Unemployed New York NY 01/2023 03/2023
Td Bank N.A. Mineola NY 08/2026 Present
Td Private Client Wealth Llc Mineola NY 08/2026 Present
  • 09/2021 → 11/2021
    Unemployed
    Ozone Park, NY
  • 11/2021 → 12/2022
    Aegis Capital Corp
    Melville, NY
  • 08/2020 → 08/2021
    Target
    Valley Stream, NY
  • 05/2020 → 08/2020
    Unemployed
    Ozone Park, NY
  • 08/2016 → 05/2020
    Suny Albany
    Albany, NY
  • 10/2019 → 01/2020
    Target
    Colony, NY
  • 04/2023 → 06/2026
    Morgan Stanley
    New York, NY
  • 01/2023 → 03/2023
    Unemployed
    New York, NY
  • 08/2026 → Present
    Td Bank N.A.
    Mineola, NY
  • 08/2026 → Present
    Td Private Client Wealth Llc
    Mineola, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-27
S63 Uniform Securities Agent State Law Examination 2021-12-13
  • S65 Uniform Investment Adviser Law Examination
    2026-03-27
  • S63 Uniform Securities Agent State Law Examination
    2021-12-13

View on SEC IAPD

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