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Roy Ko

J.P. Morgan Securities LLC

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-07-28
TX RA APPROVED 2026-07-21
  • NH RA
    APPROVED
    Since 2026-07-28
  • TX RA
    APPROVED
    Since 2026-07-21

Branch Locations

43 Kneeland St, Boston, MA 02111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Boston MA 07/2026 Present
Jpmorgan Chase Bank, N.A. Boston MA 07/2026 Present
Bank Of America/Merrill Lynch Boston MA 07/2017 07/2026
Coach Natick MA 05/2017 06/2017
Unemployed Boston MA 07/2016 04/2017
  • 07/2026 → Present
    J.P. Morgan Securities Llc
    Boston, MA
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 07/2017 → 07/2026
    Bank Of America/Merrill Lynch
    Boston, MA
  • 05/2017 → 06/2017
    Coach
    Natick, MA
  • 07/2016 → 04/2017
    Unemployed
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-12
  • S66 Uniform Combined State Law Examination
    2022-04-12
Other Names
  • Ka Kei Ko
  • Roy Ko
  • Roy K Ko
  • Roy Kakei Ko

View on SEC IAPD

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