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1349 Fairground Road, Xenia, OH 45385 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James Capital Alliance, Inc. | Xenia | OH | 08/2015 | 12/2021 |
| Alps Distributors, Inc. | Denver | CO | 07/2017 | Present |
| James Investment Research, Inc. | Xenia | OH | 01/2022 | Present |
JAMES INVESTMENT RESEARCH, INC.; INVESTMENT-RELATED; 1349 FAIRGROUND ROAD XENIA, OH 45385; INVESTMENT ADVISER; TRADER; 160 HOURS PER MONTH; 130 HOURS DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-14 |
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