Caitlin Thompson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 10/2021
  Hudson Valley Credit Union
  Poughkeepsie, NY
• 05/2018 → 06/2019
  Springbrook Hollow Farm Distillery
  Queensbury, NY
• 05/2017 → 12/2019
  Plattekill Public Library
  Modena, NY
• 01/2016 → 08/2016
  Unemployed
  Hopewell Junction, NY
• 08/2016 → 05/2017
  Dutchess Community College
  Poughkeepsie, NY
• 10/2021 → 05/2023
  Lpl Financial Llc
  Hopewell Junction, NY
• 02/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Katonah, NY
• 11/2024 → 02/2025
  Once Upon A Child
  Wappingers Falls, NY
• 05/2023 → 11/2024
  Unemployed
  Modena, NY
• 03/2025 → Present
  Bank Of America, N.A.
  Katonah, NY

Exams

• S66 Uniform Combined State Law Examination
  2025-07-18
• S63 Uniform Securities Agent State Law Examination
  2022-04-29

Other Names

• Caitlin Elisabeth Cacciatore
• Caitlin Cacciatore
• Caitlin E Cacciatore