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Sydney Wade Frank

M1 Advisory

Chicago, IL

Chicago, IL

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Current Employers
M1 Advisory

200 North Lasalle Street Suite 810, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-18
  • IL RA
    APPROVED
    Since 2024-04-18

Branch Locations

Chicago, IL • United States

200 North Lasalle Street Suite 810, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lake Zurich Lacrosse Club Lake Zurich IL 03/2015 06/2016
Lake Zurich High School Lake Zurich IL 08/2014 06/2018
Culver's Lake Zurich IL 06/2016 08/2019
Depaul University Chicago IL 08/2018 06/2019
Francesca's Boutique Chicago IL 10/2018 06/2019
Depaul University Chicago IL 08/2018 06/2021
M1 Finance Chicago IL 09/2019 06/2021
M1 Finance Chicago IL 06/2021 Present
  • 03/2015 → 06/2016
    Lake Zurich Lacrosse Club
    Lake Zurich, IL
  • 08/2014 → 06/2018
    Lake Zurich High School
    Lake Zurich, IL
  • 06/2016 → 08/2019
    Culver's
    Lake Zurich, IL
  • 08/2018 → 06/2019
    Depaul University
    Chicago, IL
  • 10/2018 → 06/2019
    Francesca's Boutique
    Chicago, IL
  • 08/2018 → 06/2021
    Depaul University
    Chicago, IL
  • 09/2019 → 06/2021
    M1 Finance
    Chicago, IL
  • 06/2021 → Present
    M1 Finance
    Chicago, IL
Other Businesses

1. Ms. Wade is an occasional bartender at The River Kitchen and Grill, 2909 N Sheffiled Ave, Chicago, IL. She does this activity a maximum of 1 night per week, outside of securities trading trading hours 2. Ms. Wade post fashion/cooking content on Tiktok from 1023 W Webster Ave, Apt 2, Chicago, Illinois, 60614. 30 hours per month will be dedicated to this activity, none during trading hours. This is not investment related. Currently, expected annual income is $500.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-17
  • S66 Uniform Combined State Law Examination
    2022-08-17
Other Names
  • Sydney Wade Frank

View on SEC IAPD

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