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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-20 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Charlotte | NC | 09/2021 | 06/2026 |
| Prince Resort | Little River | SC | 06/2021 | 09/2021 |
| Unemployed | Little River | SC | 03/2020 | 06/2021 |
| Prince Resort | Cherry Grove | SC | 03/2019 | 05/2020 |
| Unemployed | Little River | SC | 10/2018 | 03/2019 |
| Sands Ocean Club | Myrtle Beach | SC | 03/2017 | 10/2018 |
| Coastal Carolina University | Conway | SC | 08/2013 | 08/2018 |
| Vanguard Advisers, Inc. | Charlotte | NC | 07/2025 | 06/2026 |
| Tiaa | Charlotte | NC | 08/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-01 |
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