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Vikas Samir Chauhan

LPl Financial LLC

Los Angeles, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-20
  • CA RA
    APPROVED
    Since 2026-07-20

Branch Locations

10250 Constellation Blvd # 30 30Th Flr, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Porter Ranch Chevron Porter Ranch CA 05/2018 08/2018
Porter Ranch Chevron Porter Ranch CA 05/2019 08/2019
San Diego State University San Diego CA 08/2017 05/2021
Velox Clearing Llc Anaheim CA 06/2021 12/2021
Granada Hills Charter High School Granada Hills CA 08/2013 05/2017
Citibank, N.A. Los Angeles CA 01/2022 06/2026
Bmo Bank, N.A. Los Angeles CA 06/2026 Present
Lpl Financial Llc Los Angeles CA 07/2026 Present
  • 05/2018 → 08/2018
    Porter Ranch Chevron
    Porter Ranch, CA
  • 05/2019 → 08/2019
    Porter Ranch Chevron
    Porter Ranch, CA
  • 08/2017 → 05/2021
    San Diego State University
    San Diego, CA
  • 06/2021 → 12/2021
    Velox Clearing Llc
    Anaheim, CA
  • 08/2013 → 05/2017
    Granada Hills Charter High School
    Granada Hills, CA
  • 01/2022 → 06/2026
    Citibank, N.A.
    Los Angeles, CA
  • 06/2026 → Present
    Bmo Bank, N.A.
    Los Angeles, CA
  • 07/2026 → Present
    Los Angeles, CA
Previous Registrations
  • 2026-01-01 → 2026-06-22
    Porter Ranch, CA
    Los Angeles, Ca, CA
    Los Angeles, CA
    New York, NY
    Los Angeles, CA
    Los Angeles, CA
    Tampa, FL
    New York, NY
    Porter Ranch, CA
Other Businesses

1. 07/2026 - BMO Bank - Financial Institution Duty - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – Los Angeles CA 90067 – OBA Start Date: 07/07/2026 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Inv Rel - At Reported Business Location (s) - Start Date : 07/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-27
  • S66 Uniform Combined State Law Examination
    2025-12-27
Other Names
  • Vikas Chauhan

View on SEC IAPD

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