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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-08 |
Branch Locations
600 Travis St Floor 09, Houston, TX 77002 • United States
Cypress, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Houston | TX | 12/2016 | 01/2024 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 08/2021 | 01/2024 |
| Lids | Houston | TX | 12/2014 | 12/2016 |
| Journey's | Houston | TX | 06/2012 | 02/2019 |
| Aldo | Houston | TX | 05/2017 | 08/2017 |
| Lids | Houston | TX | 11/2020 | 02/2021 |
| Lids | Houston | TX | 11/2018 | 02/2019 |
| Jpmorgan Chase Bank, Na | Houston | TX | 02/2024 | Present |
| Jpmorgan Securities Llc | Houston | TX | 02/2024 | Present |
| Stellar Reviews | Cypress | TX | 01/2022 | Present |
Entity Name: Stellar Reviews Investment related: No Address Cypress Texas 77429 Nature of the other business: Product Reviewer Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a product reviewer for the company. I receive product from the company, submit a review on usage of the product over a period of time, and in return I keep the product.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-25 |
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