Jose L Ramirez

CRD 7418215

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-09-25

NY RA
APPROVED

Since 2025-09-25

Branch Locations

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

1 New York Plaza, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	10/2021	Present
New Rochelle High School	New Rochelle	NY	08/2012	06/2016
Fairfield University	Fairfield	CT	08/2016	05/2020
Fairfield University	Fairfield	CT	07/2020	08/2021

10/2021 → Present

Morgan Stanley

New York, NY
08/2012 → 06/2016

New Rochelle High School

New Rochelle, NY
08/2016 → 05/2020

Fairfield University

Fairfield, CT
07/2020 → 08/2021

Fairfield University

Fairfield, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-09-25
S63	Uniform Securities Agent State Law Examination	2021-11-13

S65 Uniform Investment Adviser Law Examination

2025-09-25
S63 Uniform Securities Agent State Law Examination

2021-11-13

Other Names

Leo Ramirez

View on SEC IAPD

More in Purchase, NY

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