Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-03-25 |
Branch Locations
587 Washington Street, Canton, MA 02021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peabody Municipal Light Plant | Peabody | MA | 06/1986 | 01/2019 |
| Peabody Municipal Light Plant | Peabody | MA | 01/2019 | 10/2021 |
| Personal Financial Management Plus, Inc.; | Lynnfield | MA | 09/2021 | 03/2023 |
| Cetera Advisors | St Cloud | MN | 01/2022 | 03/2023 |
| Peabody Municipal Light Plant | Peabody | MA | 06/2023 | Present |
| Gml Utility Services Llc | Groveland | MA | 07/2023 | Present |
| Cetera Advisors Llc | St Cloud | MN | 03/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2025 | Present |
1. NAME OF OTHER BUSINESS: PEABODY MUNICIPAL LIGHT PLANT; INVESTMENT RELATED: NO; ADDRESS: PEABODY, MA 01960; NATURE OF BUSINESS: PROVIDES ELECTRICITY TO 26,000 MUNICIPAL CUSTOMERS; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: EMPLOYEE/CONSULTANT; APX NUMBER OF HOURS PER WEEK: 16; APX NUMBER OF HOURS DURING TRADING HOURS: 16; BRIEF DESCRIPTION OF DUTIES: SERVE AS PROJECT MANAGER AND PROJECT TEAM MEMBER FOR VARIOUS ELECTRIC MUNICIPAL UTILITY PROJECTS; 2. NAME OF OTHER BUSINESS: GML UTILITY SERVICES LLC INVESTMENT RELATED: NO; ADDRESS: GROVELAND, MA 01834; NATURE OF BUSINESS: PROVIDES VARIOUS SERVICES FOR MASSACHUSETTS MUNICIPAL LIGHT DEPARTMENTS; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: EMPLOYEE/CONSULTANT; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: PROVIDE PROJECT MANAGEMENT/ENGINEERING SERVICES; 3. NAME OF OTHER BUSINESS: ABBEY CAPITAL LLC; INVESTMENT RELATED: YES; ADDRESS: DANVERS, MA 01923; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: MARKETING AND CLIENT MEETINGS, AND SELLING INVESTMENT PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-15 |
Reach out to this advisor