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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-10 |
Branch Locations
5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Charlotte | NC | 07/2021 | 07/2022 |
| Lowe's Home Improvement | Ruston | LA | 09/2020 | 12/2020 |
| 2D Sports | Shreveport | LA | 06/2020 | 09/2020 |
| Lambright Sports & Wellness Center | Ruston | LA | 07/2018 | 01/2019 |
| Pizza Hut | Ruston | LA | 09/2017 | 12/2017 |
| Sportspectrum Usa | Shreveport | LA | 02/2017 | 09/2017 |
| Louisiana Tech University | Ruston | LA | 09/2017 | 05/2021 |
| Bossier Parish Community College | Bossier City | LA | 08/2016 | 03/2017 |
| Logansport High School | Logansport | LA | 01/2013 | 05/2016 |
| Unemployed | Ruston | LA | 05/2021 | 07/2021 |
| The Vanguard Group, Inc. | Plano | TX | 07/2022 | 12/2023 |
| Morgan Stanley | Dallas | TX | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-15 |
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