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Shannon Loraine Harris

Columbia Capital Management, LLC

Carlsbad, CA

Merriam, KS

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Current Employers
Columbia Capital Management, Llc

6700 Antioch Suite 250, Merriam, KS 66204 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-30
  • CA RA
    APPROVED
    Since 2021-07-30

Branch Locations

2292 Faraday Ave. Suite 100, Carlsbad, CA 92008 • United States

6700 Antioch Suite 250, Merriam, KS 66204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Capital Management, Llc Carlsbad CA 09/2019 Present
Illinois State Treasurer Chicago IL 12/2017 08/2019
Omni Capital Group Rio De Janeiro 11/2014 09/2017
  • 09/2019 → Present
    Columbia Capital Management, Llc
    Carlsbad, CA
  • 12/2017 → 08/2019
    Illinois State Treasurer
    Chicago, IL
  • 11/2014 → 09/2017
    Omni Capital Group
    Rio De Janeiro
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-01
  • S65 Uniform Investment Adviser Law Examination
    2021-07-01
Other Names
  • Shannon Harris

View on SEC IAPD

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