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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-09 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 06/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2024 | Present |
| Cutco/Vector Marketing | Huntersville | NC | 06/2017 | 08/2017 |
| Lake Norman Charter School | Huntersville | NC | 01/2012 | 06/2018 |
| Cutco/Vector Marketing | Charlotte | NC | 05/2019 | 04/2021 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2018 | 12/2023 |
| Topgolf | Charlotte | NC | 12/2021 | 06/2022 |
| Tiaa | Charlotte | NC | 06/2022 | 08/2022 |
| Tiaa | Charlotte | NC | 06/2023 | 08/2023 |
| Topgolf | Charlotte | NC | 09/2022 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-09 |
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