Junior Corria

Employer firm

Regal Investment Advisors LLC CRD 125004

$2.88B regulatory AUM 61 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-07-03

FL RA
APPROVED

Since 2024-07-03

Branch Locations

Lakeland, FL • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Alliance	Burlington	NC	08/2011	Present
Regal Investment Advisors, Llc	Kentwood	MI	05/2024	Present

08/2011 → Present

The Alliance

Burlington, NC
05/2024 → Present

Regal Investment Advisors, Llc

Kentwood, MI

Other Businesses

Business Name: JC Financial Network - Investment Related: Yes - Address: 5128 Longlake Cir, Apt 204, Lakeland, FL 33805 - Nature of Business: Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Investment Advisor Representative - Start Date: 8/01/2011 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-02-01

S65 Uniform Investment Adviser Law Examination

2024-02-01

View on SEC IAPD