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John D Phillips

Ubs Financial Services Inc.

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-04
  • TX RA
    APPROVED
    Since 2026-08-04

Branch Locations

2323 Cedar Springs Rd Suite 2000, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Knoxville TN 06/2025 06/2026
Ubs Franklin TN 05/2024 08/2024
Crunch Fitness Hendersonville TN 12/2021 11/2023
Gap- Student Knoxville TN 11/2023 05/2024
Gap- Student Knoxville TN 08/2024 06/2025
Gallatin High School Gallatin TN 08/2018 05/2022
The University Of Tennessee Knoxville TN 08/2022 06/2026
Full Time Student Gallatin TN 07/2015 08/2018
Ubs Financial Services, Inc Dallas TX 07/2026 Present
  • 06/2025 → 06/2026
    Morgan Stanley
    Knoxville, TN
  • 05/2024 → 08/2024
    Ubs
    Franklin, TN
  • 12/2021 → 11/2023
    Crunch Fitness
    Hendersonville, TN
  • 11/2023 → 05/2024
    Gap- Student
    Knoxville, TN
  • 08/2024 → 06/2025
    Gap- Student
    Knoxville, TN
  • 08/2018 → 05/2022
    Gallatin High School
    Gallatin, TN
  • 08/2022 → 06/2026
    The University Of Tennessee
    Knoxville, TN
  • 07/2015 → 08/2018
    Full Time Student
    Gallatin, TN
  • 07/2026 → Present
    Ubs Financial Services, Inc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-23
  • S66 Uniform Combined State Law Examination
    2026-01-23
Other Names
  • John Daniel Phillips

View on SEC IAPD

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Other Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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