Best Investors Account Sign in

Mark Misic

Fifth Third Securities, Inc.

Carpentersville, IL

CRD 7914149

Claim This Profile
Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

154 S. Western Ave, Carpentersville, IL 60110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Bartlett IL 01/2023 Present
Gamestop Grapevine TX 08/2013 01/2023
Fifth Third Securities Bartlett IL 05/2024 Present
  • 01/2023 → Present
    Fifth Third Bank
    Bartlett, IL
  • 08/2013 → 01/2023
    Gamestop
    Grapevine, TX
  • 05/2024 → Present
    Fifth Third Securities
    Bartlett, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-14
S63 Uniform Securities Agent State Law Examination 2024-09-14
  • S65 Uniform Investment Adviser Law Examination
    2024-11-14
  • S63 Uniform Securities Agent State Law Examination
    2024-09-14

View on SEC IAPD

More in Carpentersville, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor