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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2025-10-21

Branch Locations

14601 Ventura Blvd, Sherman Oaks, CA 91403 • United States

15760 Ventura Blvd Ste 1250 [Rbo], Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Burbank CA 04/2024 Present
Wells Fargo Bank, Na Burbank CA 07/2023 Present
Golden Coast Finance La Crescenta CA 01/2022 07/2023
Mortgage Educators Tujunga CA 08/2021 12/2021
Wells Fargo Bank Woodland Hills CA 06/2002 08/2021
  • 04/2024 → Present
    Burbank, CA
  • 07/2023 → Present
    Wells Fargo Bank, Na
    Burbank, CA
  • 01/2022 → 07/2023
    Golden Coast Finance
    La Crescenta, CA
  • 08/2021 → 12/2021
    Mortgage Educators
    Tujunga, CA
  • 06/2002 → 08/2021
    Wells Fargo Bank
    Woodland Hills, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-07-15
  • S63 Uniform Securities Agent State Law Examination
    2024-07-15

View on SEC IAPD

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