Sarah Nicole Wynn

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 04/2024
  Kress Corporation
  Brinfield, IL
• 03/2022 → 08/2022
  Clifton Larson Allen
  Peoria, IL
• 12/2021 → 03/2022
  Unemployed
  Peoria, IL
• 08/2017 → 12/2021
  Illinois State University
  Normal, IL
• 04/2019 → 08/2019
  Pekin Park District
  Pekin, IL
• 05/2018 → 06/2018
  Taco Bell
  Pekin, IL
• 10/2016 → 06/2017
  Pekin Public Library
  Pekin, IL
• 04/2024 → 03/2025
  Midwestern Securities Trading Company Llc
  East Peoria, IL
• 04/2024 → 03/2025
  John Graham And Associates
  East Peoria, IL
• 08/2013 → 08/2017
  Pekin Community High School
  Pekin, IL
• 04/2025 → Present
  Ameriprise Financial Services, Llc
  Troy, MI

Previous Registrations

• 2024-09-18 → 2025-03-24
  Midwestern Securities Trading Company, Llc
  East Peoria, IL
  East Peoria, IL

Other Businesses

Other Business Activities; Miss America Opportunity; Serving as a local titleholder with the Miss America Opportunity. A local titleholder is someone who won a title in their local area (ex. Miss Chicago) and is expected to advance to their state competition. Titleholder duties are mainly appearances at community events, public speaking, and preparing for the state competition. Titleholders are required to have a Community Service Initiative, or CSI, to participate in the program. My CSI is Winning Your Wealth, an initiative I created to promote financial literacy and education. This initiative includes educational presentations and social media activities. Any finance related topic discussed will be strictly educational and no financial advice will ever be given. My employment will also be kept confidential, so Ameriprise will never be mentioned or involved in any way. Time commitment is generally weekends, but there may be occasional instances where duties are happening during market hours. Note- I would like to clarify that most appearances and duties are only volunteer related and will have nothing to do with financial education.; 11924 Forest Hill Blvd, Suite 10A, #176, Wellington, FL, 33414; Not Investment-Related; 11/16/2024; 10 to 19 hours per month; 1 to 9 during trading hours / Freelancing; Performing freelance jobs such as DoorDash/food delivery, web design, video editing, and voice over. No finance/accounting or anything involving handling money; 4320 N Pleasant Ridge Ct, , Peoria, IL, 61614-5913; Not Investment-Related; 10/20/2025; 10 to 19 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2024-08-28