Samuel Philip Jacob

Ubs Financial Services Inc.

CRD 7903797

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-05-07
NJ	RA	APPROVED	2025-01-13

OH RA
APPROVED

Since 2025-05-07
NJ RA
APPROVED

Since 2025-01-13

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sudbury Swim And Tennis	Sudbury	MA	05/2017	08/2021
Fidelity Investments	Merrimack	NH	06/2022	08/2022
Fidelity Investments	North Smithfield	RI	06/2023	08/2023
School	Sudbury	MA	05/2014	05/2024
Ubs	Weehawken	NJ	07/2024	Present

05/2017 → 08/2021

Sudbury Swim And Tennis

Sudbury, MA
06/2022 → 08/2022

Fidelity Investments

Merrimack, NH
06/2023 → 08/2023

Fidelity Investments

North Smithfield, RI
05/2014 → 05/2024

School

Sudbury, MA
07/2024 → Present

Ubs

Weehawken, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-01-11
S63	Uniform Securities Agent State Law Examination	2025-01-02

S65 Uniform Investment Adviser Law Examination

2025-01-11
S63 Uniform Securities Agent State Law Examination

2025-01-02

Other Names

Sam Philip Jacob

View on SEC IAPD

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