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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-09-09
  • MN RA
    APPROVED
    Since 2024-09-09

Branch Locations

1220 County Rd E W, Arden Hills, MN 55112 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Arden Hills MN 04/2024 Present
Wells Fargo Bank, Na Arden Hills MN 04/2024 Present
Huntington National Bank Minneapolis MN 04/2023 04/2024
T-Mobile Roseville MN 10/2018 04/2023
Normandale Community College Bloomington MN 08/2014 10/2018
  • 04/2024 → Present
    Arden Hills, MN
  • 04/2024 → Present
    Wells Fargo Bank, Na
    Arden Hills, MN
  • 04/2023 → 04/2024
    Huntington National Bank
    Minneapolis, MN
  • 10/2018 → 04/2023
    T-Mobile
    Roseville, MN
  • 08/2014 → 10/2018
    Normandale Community College
    Bloomington, MN
Other Businesses

UBER, NOT INV RELATED, SAN FRANCISCO, CA, DRIVER, START: 7/8/2024, 80 HOURS A MONTH, 0 HOURS DURING TRADING, DRIVING PASSENGERS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-06
S63 Uniform Securities Agent State Law Examination 2024-06-26
  • S65 Uniform Investment Adviser Law Examination
    2024-09-06
  • S63 Uniform Securities Agent State Law Examination
    2024-06-26

View on SEC IAPD

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