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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Wilmington | NC | 08/2011 | Present |
| Gradient Advisors, Llc | Arden Hills | MN | 04/2024 | 10/2025 |
| Technisoil Global | Redding | CA | 08/2017 | 07/2018 |
| Vintage - Restaurant | Redding | CA | 07/2016 | 04/2017 |
| Marine Federal Credit Union | Jacksonville | NC | 10/2025 | Present |
| Lpl Financial | Jacksonville | NC | 10/2025 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 06/2026 | Present |
| Bank Of America, N.A. | San Jose | CA | 07/2026 | Present |
1. 10/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Marine Federal Financial Group - Investment Related - At Reported business location(s) - Start Date: 10/2025 2. 10/2025 - Insurance Sales / Non-Variable Insurance / Inv Related / Start date 08/01/2011 - 20 hrs per month - 10 % time spent 3. 10/2025 - Natural Happy Family / Business Owner / Non Inv Related / Wilmington NC 28411 / Start date 05/01/2025 - 4 hrs per month 4. 03/09/2026 - Marine Federal Credit Union - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/24/2026 - 2 hours per month/ during trading I*4772354, Entity Type Entity For Profit, Name of OBA: Tranont Address: Lehi Utah 84043 Investment Related: No Position, Title, Association: Other Employee Start Date: 08/15/2017 No Hours: 0 No Hours during trading: 0 Duties: I have no current responsibilities, it's passive income from previous sales,Whole plant nutrition company I*5078267, Entity Type Entity For Profit , Entity Financial Institution, Name of OBA: National Life Group Address: Montpelier Vermont 05604 Investment Related: Yes Position, Title, Association: Other Employee Start Date: 07/22/2026 No Hours: 0 No Hours during trading: 0 Duties: No responsibilities. Just receiving passive trails from past production. Life insurance.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-01 |
| S65 | Uniform Investment Adviser Law Examination | 2024-03-15 |
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