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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-02 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
5055 Edwards Ranch Rd, Fort Worth, TX 76109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arbonne International | Fort Worth | TX | 12/2006 | Present |
| Pure Barre North Fort Worth | Fort Worth | TX | 08/2022 | 09/2022 |
| Fidelity Investments | Westlake | TX | 03/2024 | 10/2024 |
| Zyia Active | Fort Worth | TX | 04/2020 | 03/2024 |
| Just Between Friends Fort Worth | Fort Worth | TX | 09/2023 | 03/2024 |
| 5 Hearts Enterprises | Fort Worth | TX | 08/2022 | Present |
| Frost Brokerage Services | Fort Worth | TX | 03/2026 | Present |
| Frost Investment Services | Forth Worth | TX | 03/2026 | Present |
| Tucker Brown | Fort Worth | TX | 05/2025 | 02/2026 |
(1) 5 Hearts Enterprises, LLC; Not investment related; Fort Worth, TX; E-Commerce Resale; Owner/President; Started 6/2022; Approx. 6hrs/mo; Not during securities trading hrs; Thrift items from estate and garage sales, refurbish the items, and re-sell them on online platforms. (2) Arbonne; Not investment related; Fort Worth, TX; Direct selling - health and wellness products; Independent Contractor; Started 11/2006; Approx. 6hrs/mo; Not during securities trading hrs; Part-time independent contractor engaged in direct sales, online marketing, order management, and customer relations for a health and wellness product company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-15 |
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