Best Investors Account Sign in

Andrew Papa De La Fuente

LPl Enterprise, LLC

Irvine, CA

CRD 7894436

Claim This Profile
Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-17
CA RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2025-05-17
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Irvine CA 02/2024 11/2024
Evans Hotel La Jolla CA 10/2022 Present
Unemployed Laguna Niguel CA 06/2010 08/2020
San Diego State University San Diego CA 08/2020 Present
The Prudential Insurance Company Of America Irvine CA 08/2024 Present
Lpl Enterprise, Llc Irvine CA 11/2024 Present
  • 02/2024 → 11/2024
    Irvine, CA
  • 10/2022 → Present
    Evans Hotel
    La Jolla, CA
  • 06/2010 → 08/2020
    Unemployed
    Laguna Niguel, CA
  • 08/2020 → Present
    San Diego State University
    San Diego, CA
  • 08/2024 → Present
    The Prudential Insurance Company Of America
    Irvine, CA
  • 11/2024 → Present
    Irvine, CA
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-17
  • S66 Uniform Combined State Law Examination
    2024-06-17
Other Names
  • Andrew De La Fuente

View on SEC IAPD

More in Irvine, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor