Brandon Basal

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2024 → 07/2025
  J.P. Morgan Securities Llc
  Laguna Niguel, CA
• 02/2024 → 07/2025
  Jpmorgan Chase Bank, N.A.
  Laguna Niguel, CA
• 05/2023 → 07/2023
  Goldenwest Management
  Henderson, NV
• 05/2022 → 05/2023
  Wells Fargo
  Henderson, NV
• 03/2021 → 11/2021
  People's United Bank
  Glastonbury, CT
• 07/2019 → 03/2020
  Verizon Authorized Retailer Russell Cellular
  Rocky Hill, CT
• 01/2017 → 07/2019
  Ed Bozarth Chevrolet
  Las Vegas, NV
• 10/2023 → 02/2024
  Pacific Premier Bank
  Newport Beach, CA
• 02/2021 → 02/2021
  Dish
  Windsor, CT
• 01/2021 → 01/2021
  Now Inc
  South Windsor, CT
• 08/2018 → 08/2018
  Fedex Ground
  South Windsor, CT
• 04/2018 → 05/2018
  Advanced Detailing Concepts
  South Windsor, CT
• 03/2018 → 03/2018
  Cabela's
  East Hartford, CT
• 05/2017 → 05/2017
  Beebe Landscape Services Inc
  East Windsor, CT
• 05/2016 → 11/2016
  Big Y Foods Inc
  Enfield, CT
• 01/2015 → 09/2016
  Unemployed
  Suffield, CT
• 12/2016 → 12/2016
  Unemployed
  Suffield, CT
• 12/2021 → 04/2022
  Unemployed
  Wethersfield, CT
• 08/2023 → 09/2023
  Unemployed
  Las Vegas, NV
• 12/2025 → 06/2026
  Wells Fargo Bank, Na
  Orem, UT
• 12/2025 → 06/2026
  Wells Fargo Clearing Services, Llc
  Orem, UT
• 07/2025 → 11/2025
  Unemployed
  Mission Viejo, CA
• 06/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 03/2020 → 03/2021
  Unemployed
  South Windsor, CT
• 11/2025 → 12/2025
  Umb Financial
  Laguna Niguel, CA
• 08/2026 → Present
  Bank Of America, N.A.
  Newport Beach, CA

Previous Registrations

• 2026-01-13 → 2026-05-26
  Wells Fargo Clearing Services, Llc
  Orem, UT
  Salt Lake City, UT

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-01-12
• S63 Uniform Securities Agent State Law Examination
  2024-06-20

Other Names

• Brandon Basal
• Brandon Alan Basal