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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-07-30
  • MA RA
    APPROVED
    Since 2026-07-30

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

1600 Providence Hwy Suite 290, Walpole, MA 02071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Student Amherst MA 09/2014 05/2018
Spartan Race Inc Boston MA 05/2018 08/2020
Unemployed Somerville MA 08/2020 02/2021
Ef Education First Cambridge MA 02/2021 09/2022
Rise North Capital Braintree MA 09/2022 12/2025
Foundations Investment Advisors Phoenix AZ 08/2025 07/2026
Rnc Ria Llc Dba Rise North Capital Investment Advisors Braintree MA 12/2025 07/2026
Proincome Walpole MA 07/2026 Present
Brookstone Capital Management Wheaton IL 07/2026 Present
  • 09/2014 → 05/2018
    Full Time Student
    Amherst, MA
  • 05/2018 → 08/2020
    Spartan Race Inc
    Boston, MA
  • 08/2020 → 02/2021
    Unemployed
    Somerville, MA
  • 02/2021 → 09/2022
    Ef Education First
    Cambridge, MA
  • 09/2022 → 12/2025
    Rise North Capital
    Braintree, MA
  • 08/2025 → 07/2026
    Foundations Investment Advisors
    Phoenix, AZ
  • 12/2025 → 07/2026
    Rnc Ria Llc Dba Rise North Capital Investment Advisors
    Braintree, MA
  • 07/2026 → Present
    Proincome
    Walpole, MA
  • 07/2026 → Present
    Brookstone Capital Management
    Wheaton, IL
Previous Registrations
Other Businesses

My fiancé currently (as of July 2026) works for Allied Global Marketing in the area of Film Marketing. I sometimes help her with special projects in which I am paid as a 1099. I receive less than $1000 per year on average. I help very infrequently; 3-5 times per year. Name: Allied Global Marketing Investment Related? No Address: 101 Huntington Ave, Suite 115. Boston, MA 02199 Nature of business: Film Marketing My position: Support Staff Title: N/A Start Date: April 2022 Approx. # of hours per month: 0-2 # of hours devoted during securities trading hours: 0 Duties: I fill in as needed with special projects related to new movie releases. My main responsibility is checking in attendees at the movie screening to keep accurate reporting of who attended.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-30
  • S65 Uniform Investment Adviser Law Examination
    2025-06-30
Other Names
  • Sam Graff

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