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Matthew Mussenden

LPl Enterprise, LLC

Warrington, PA

CRD 7858614

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Warrington PA 03/2024 11/2024
Pocono Mountain West High School Mount Pocono PA 01/2014 06/2018
Unemployed Tobyhanna PA 06/2018 12/2018
Kalahari Resorts Pocono Manor PA 12/2018 02/2020
Northampton Community College Tannersville PA 01/2019 08/2020
Kutztown University Kutztown PA 08/2020 01/2023
Chewy Inc Jessup PA 01/2023 03/2024
Lendmark Financial Stroudsburg PA 06/2022 08/2022
American Tire Distributors Blakeslee PA 06/2020 01/2021
Neovia Logistics Tobyhanna PA 01/2023 05/2023
The Prudential Insurance Company Of America Warrington PA 08/2024 Present
Lpl Enterprise, Llc Warrington PA 11/2024 Present
  • 03/2024 → 11/2024
    Warrington, PA
  • 01/2014 → 06/2018
    Pocono Mountain West High School
    Mount Pocono, PA
  • 06/2018 → 12/2018
    Unemployed
    Tobyhanna, PA
  • 12/2018 → 02/2020
    Kalahari Resorts
    Pocono Manor, PA
  • 01/2019 → 08/2020
    Northampton Community College
    Tannersville, PA
  • 08/2020 → 01/2023
    Kutztown University
    Kutztown, PA
  • 01/2023 → 03/2024
    Chewy Inc
    Jessup, PA
  • 06/2022 → 08/2022
    Lendmark Financial
    Stroudsburg, PA
  • 06/2020 → 01/2021
    American Tire Distributors
    Blakeslee, PA
  • 01/2023 → 05/2023
    Neovia Logistics
    Tobyhanna, PA
  • 08/2024 → Present
    The Prudential Insurance Company Of America
    Warrington, PA
  • 11/2024 → Present
    Warrington, PA
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-08
  • S66 Uniform Combined State Law Examination
    2024-07-08

View on SEC IAPD

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