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Ronald David Dalton Iii

Robinhood Asset Management

Menlo Park, CA

Westlake, TX

CRD 6694262

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Employer firm

Robinhood Asset Management CRD 323736

$1.52B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • REFERRAL SERVICE

From the firm’s Form ADV. Read the guides:

Current Employers
Robinhood Asset Management

85 Willow Road, Menlo Park, CA 94025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-02
TX RA APPROVED 2026-03-02
  • CA RA
    APPROVED
    Since 2026-03-02
  • TX RA
    APPROVED
    Since 2026-03-02

Branch Locations

85 Willow Road, Menlo Park, CA 94025 • United States

1500 Solana Blvd Suite 5500, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Fort Worth TX 08/2016 11/2019
Fidelity Brokerage Services Llc Westlake TX 04/2020 03/2021
Unemployed Justin TX 12/2019 03/2020
Robinhood Financial, Llc Westlake TX 05/2021 Present
Unemployed Justin TX 04/2021 04/2021
Robinhood Markets, Inc Menlo Park CA 06/2022 Present
Robinhood Asset Management, Llc Menlo Park CA 03/2026 Present
  • 08/2016 → 11/2019
    Charles Schwab & Co., Inc.
    Fort Worth, TX
  • 04/2020 → 03/2021
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 12/2019 → 03/2020
    Unemployed
    Justin, TX
  • 05/2021 → Present
    Robinhood Financial, Llc
    Westlake, TX
  • 04/2021 → 04/2021
    Unemployed
    Justin, TX
  • 06/2022 → Present
    Robinhood Markets, Inc
    Menlo Park, CA
  • 03/2026 → Present
    Robinhood Asset Management, Llc
    Menlo Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-21
S63 Uniform Securities Agent State Law Examination 2016-11-15
  • S66 Uniform Combined State Law Examination
    2026-02-21
  • S63 Uniform Securities Agent State Law Examination
    2016-11-15
Other Names
  • David Dalton
  • Ronald David Dalton
  • Ronald David Dalton

View on SEC IAPD

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Nearby Offices

SILVER LAKE TECHNOLOGY MANAGEMENT, LLC · MENLO PARK, CA
MORGAN STANLEY · Menlo Park, CA
TRIPLEPOINT ADVISERS LLC · MENLO PARK, CA

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