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Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-01-04
  • MI RA
    APPROVED
    Since 2024-01-04

Branch Locations

32000 Northwestern Hwy #275, Farmington Hills, MI 48334 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foundations Investment Advisors, Llc Farmington Hills MI 12/2023 Present
Detroit Financial Farmington Hills MI 06/2023 Present
Fresh Prints Rochester MI 11/2019 05/2020
Brookeridge Landscaping Clinton Township MI 06/2018 09/2019
Troy Athens High School, Troy MI 09/2015 06/2019
Oakland University Rochester MI 09/2019 06/2023
  • 12/2023 → Present
    Farmington Hills, MI
  • 06/2023 → Present
    Detroit Financial
    Farmington Hills, MI
  • 11/2019 → 05/2020
    Fresh Prints
    Rochester, MI
  • 06/2018 → 09/2019
    Brookeridge Landscaping
    Clinton Township, MI
  • 09/2015 → 06/2019
    Troy Athens High School,
    Troy, MI
  • 09/2019 → 06/2023
    Oakland University
    Rochester, MI
Other Businesses

MAGELLAN FINANCIAL&INSURANCE SERVICES,INC.; 1314 SW ARROWHEAD ROAD,TOPEKA,KS 66604; FIRM OFFERS INSURANCE AND ANNUITY SOLUTIONS TO CLIENTS;INVESTMENT RELATED; INDEPENDENT INSURANCE AGENT; REVIEIWING CLIENTS' AND PROSPECTS' INSURANCE AND ANNUITY PLANS AND PROPOSING SUITABLE SOLUTIONS; 06/2023; 30 HOURS/MO; 5 HOURS PER MONTH DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-21
  • S65 Uniform Investment Adviser Law Examination
    2023-11-21

View on SEC IAPD

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