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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-28 |
| TX | RA | APPROVED | 2025-10-27 |
| GA | RA | APPROVED | 2025-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Alpharetta | GA | 06/2023 | 01/2024 |
| Itsimple | Alpharetta | GA | 04/2022 | 06/2023 |
| Unemployed | Alpharetta | GA | 05/2021 | 04/2022 |
| Tafnit Discount | Tel Aviv | 11/2018 | 05/2021 | |
| C-Im Investment Boutique | Haifa | 05/2015 | 11/2018 | |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2024 | 09/2025 |
| Cetera Investment Advisers Llc | Schaumberg | IL | 03/2024 | 09/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 09/2025 | Present |
| North Star Resource Group | Duluth | GA | 10/2023 | 09/2025 |
| Bank Of America, N.A. | Alpharetta | GA | 11/2025 | Present |
I*2944277 Entity Type: N/A Name of OBA:Rental Property 1 Address:Haifa Israel Investment Related:No Position, Title, Association:Co-owner with other family members Start Date:07/01/2021 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-20 |
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