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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-30 |
| IL | RA | APPROVED | 2024-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 10/2022 | Present |
| Top Tier Valet | Hanover Park | IL | 11/2017 | 10/2022 |
| Elmhurst University | Elmhurst | IL | 08/2017 | 12/2017 |
| Elmwood Park High School | Elmwood Park | IL | 08/2013 | 05/2017 |
| Old World Pizza / Amato's Pizza | Elmwood Park | IL | 06/2016 | 02/2017 |
| Elmcrest Banquets | Elmwood Park | IL | 05/2015 | 06/2016 |
| Merrill Lynch | Oakbrook | IL | 06/2021 | 08/2021 |
| Triton College | River Grove | IL | 08/2016 | 12/2019 |
| University Of Illinois At Chicago | Chicago | IL | 01/2020 | 05/2022 |
| West Suburban Special | Franklin Park | IL | 04/2017 | 11/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-03 |
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