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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-30
IL RA APPROVED 2024-04-04
  • TX RA
    APPROVED
    Since 2024-05-30
  • IL RA
    APPROVED
    Since 2024-04-04

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 10/2022 Present
Top Tier Valet Hanover Park IL 11/2017 10/2022
Elmhurst University Elmhurst IL 08/2017 12/2017
Elmwood Park High School Elmwood Park IL 08/2013 05/2017
Old World Pizza / Amato's Pizza Elmwood Park IL 06/2016 02/2017
Elmcrest Banquets Elmwood Park IL 05/2015 06/2016
Merrill Lynch Oakbrook IL 06/2021 08/2021
Triton College River Grove IL 08/2016 12/2019
University Of Illinois At Chicago Chicago IL 01/2020 05/2022
West Suburban Special Franklin Park IL 04/2017 11/2019
  • 10/2022 → Present
    Chicago, IL
  • 11/2017 → 10/2022
    Top Tier Valet
    Hanover Park, IL
  • 08/2017 → 12/2017
    Elmhurst University
    Elmhurst, IL
  • 08/2013 → 05/2017
    Elmwood Park High School
    Elmwood Park, IL
  • 06/2016 → 02/2017
    Old World Pizza / Amato's Pizza
    Elmwood Park, IL
  • 05/2015 → 06/2016
    Elmcrest Banquets
    Elmwood Park, IL
  • 06/2021 → 08/2021
    Merrill Lynch
    Oakbrook, IL
  • 08/2016 → 12/2019
    Triton College
    River Grove, IL
  • 01/2020 → 05/2022
    University Of Illinois At Chicago
    Chicago, IL
  • 04/2017 → 11/2019
    West Suburban Special
    Franklin Park, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-03
  • S66 Uniform Combined State Law Examination
    2024-04-03
Other Names
  • Dominic Labellarte

View on SEC IAPD

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