Gregory John Horne

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2023 → 01/2025
  Wells Fargo Clearing Services, Llc
  Thousand Oaks, CA
• 04/2022 → 11/2023
  Wells Fargo Bank, Na
  Thousand Oaks, CA
• 05/2021 → 04/2022
  Ucla Health
  Agoura, CA
• 09/2020 → 05/2021
  Hallmark Cards Llc
  Thousand Oaks, CA
• 06/2017 → 08/2020
  International Coffee & Tea Llc
  Thousand Oaks, CA
• 11/2013 → 02/2018
  Hunny The Band Llc
  Newbury Park, CA
• 01/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sun Valley, CA
• 02/2025 → Present
  Bank Of America, N.A.
  Sun Valley, CA

Other Businesses

I*2181296, Entity Type: Entity For Profit, Name of OBA: Gregory Horne, Address: Simi Valley, California, 93065, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 10/09/2015, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I receive quarterly passive royalties for a catalog of songs that I am credited as a writer of from the performer's rights organization BMI. I have not contributed new works to this catalog since 2018 and currently have no plans to do so in the future.

Exams

• S66 Uniform Combined State Law Examination
  2025-03-31
• S63 Uniform Securities Agent State Law Examination
  2024-02-23

Other Names

• Gregory Horne
• Gregory John Horne
• Greg Horne
• Gregory J Horne