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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Buena Park | CA | 07/2016 | 03/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irvine | CA | 04/2019 | 05/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2023 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 02/2023 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 02/2023 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2023 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 05/2022 | 02/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-12 |
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