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Alliancebernstein L.p. CRD 108477
$763B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-18 |
Branch Locations
800 Capitol Street Suite 3550, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scotiabank | Houston | TX | 08/2016 | 05/2019 |
| Ngp Energy Capital Management | Dallas | TX | 07/2019 | 06/2020 |
| Unemployed | Abilene | TX | 06/2020 | 02/2021 |
| Sanford C. Bernstein & Co., Llc. | Houston | TX | 02/2021 | Present |
| Extended Travel | Abilene | TX | 05/2019 | 07/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-09 |
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