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Sahar Maleki

Nuveen Asset Management, LLC

Chicago, IL

CRD 7805433

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-05
  • IL RA
    APPROVED
    Since 2024-02-05

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Chicago IL 10/2023 Present
Northern Trust Chicago IL 07/2022 10/2023
Federal Home Loan Bank Of Chicago Chicago IL 11/2015 09/2021
Unemployed Chicago IL 09/2021 07/2022
Nuveen Asset Management, Llc Chicago IL 01/2024 Present
  • 10/2023 → Present
    Nuveen Securities, Llc
    Chicago, IL
  • 07/2022 → 10/2023
    Northern Trust
    Chicago, IL
  • 11/2015 → 09/2021
    Federal Home Loan Bank Of Chicago
    Chicago, IL
  • 09/2021 → 07/2022
    Unemployed
    Chicago, IL
  • 01/2024 → Present
    Nuveen Asset Management, Llc
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-02-09
  • S63 Uniform Securities Agent State Law Examination
    2024-02-09
Designations
  • Chartered Financial Analyst
Other Names
  • Sanaz Maleki

View on SEC IAPD

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Nearby Investors

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HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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