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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-07-31 |
| NC | RA | APPROVED | 2025-07-31 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Fort Mill | SC | 08/2023 | 01/2025 |
| East Carolina | Greenville | NC | 08/2018 | 01/2023 |
| Bojangles | Winston Salem | NC | 01/2015 | 05/2018 |
| Unemployed | N/A | XX | 01/2023 | 07/2023 |
| Unemployed | N/A | XX | 06/2018 | 07/2018 |
| Principal Securities, Inc. | Charlotte | NC | 04/2025 | Present |
| Associate Staffing | Charlotte | NC | 04/2025 | 07/2025 |
| Principal Life Insurance Company | Charlotte | NC | 07/2025 | Present |
| Principal Advised Services | Charlotte | NC | 07/2025 | Present |
**PRINCIPAL BANK POSITION: Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2025 ADDRESS: 401 McCullough Dr., charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **PRINCIPAL ADVISED SERVICES POSITION: Retirement consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/21/2025 ADDRESS: 401 McCullough dr, charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-07 |
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