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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-03-25
  • DE RA
    APPROVED
    Since 2025-03-25

Branch Locations

Townsend, DE • United States

500 Stanton Christiana Rd, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Townsend DE 03/2015 07/2018
J.P. Morgan Securities Llc Newark DE 03/2025 Present
Edward Jones Dover DE 09/2023 03/2025
Wsfs Operations Center Wilmington DE 05/2022 08/2023
Wawa Middletown DE 05/2021 04/2022
1861 Southern Kitchen Bourbon Bar Middletown DE 10/2020 05/2021
Poke Bros Middletown DE 02/2019 03/2020
Delaware State University Dover DE 08/2018 05/2023
Jpmorgan Chase Bank, N.A. Newark DE 03/2025 Present
  • 03/2015 → 07/2018
    Unemployed
    Townsend, DE
  • 03/2025 → Present
    Newark, DE
  • 09/2023 → 03/2025
    Dover, DE
  • 05/2022 → 08/2023
    Wsfs Operations Center
    Wilmington, DE
  • 05/2021 → 04/2022
    Wawa
    Middletown, DE
  • 10/2020 → 05/2021
    1861 Southern Kitchen Bourbon Bar
    Middletown, DE
  • 02/2019 → 03/2020
    Poke Bros
    Middletown, DE
  • 08/2018 → 05/2023
    Delaware State University
    Dover, DE
  • 03/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Newark, DE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-09
  • S66 Uniform Combined State Law Examination
    2024-02-09

View on SEC IAPD

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