Karl Allen Timmerman

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 01/2024
  U.S. Navy Reserves
  Groton, CT
• 08/2023 → 11/2023
  Northwestern Mutual Investment Services Llc
  New Haven, CT
• 03/2021 → 12/2023
  Southern New Hampshire University
  Manchester, NH
• 01/2024 → Present
  U.S. Navy Reserves
  Groton, CT
• 10/2023 → 07/2025
  First Command Brokerage Services, Inc.
  Concord, NH
• 10/2023 → 07/2025
  First Command Insurance Services, Inc.
  Fort Worth, TX
• 07/2025 → Present
  Janus Research Group
  Evans, GA
• 10/2025 → Present
  Lpl Enterprise, Llc
  Shelton, CT
• 10/2023 → 07/2025
  First Command Advisory Services, Inc.
  Fort Worth, TX

Previous Registrations

• 2024-01-11 → 2025-07-29
  First Command Advisory Services
  New London, CT
  Fort Worth, TX
  Quaker Hill, CT

Other Businesses

1. 08/01/2025 - Janus Research Group - Outside/W-2 Employment - Evans, GA - NOT INV REL - Start Date 07/01/2025 - 80hrs/mth | 40hrs during trading 2. 08/01/2025 - U.S. Navy Reserves - Outside/W-2 Employment - Groton, CT - NOT INV REL - Start Date 01/29/2024 - 20hrs/mth | 0hrs during trading 3. 08/01/2025 - Port & Stbd Financial Group LLC - Business Entity For Tax/Investment Purposes Only - Quaker Hill, CT - NOT INV REL - Start Date 10/28/2024 - 40hrs/mth | 40hrs during trading 4. 08/01/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Quaker Hill, CT - INV REL - Start Date 08/01/2025 - 160hrs/mth | 160hrs during trading 5. 08/01/2025 - KARL ALLEN TIMMERMAN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Quaker Hill, CT - INV REL - Start Date 08/01/2025 - 160hrs/mth | 160hrs during trading 6. 10/17/2025-Port & Stbd Financial Group LLC-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 10/06/2025-40hrs/mth-40hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-10
• S63 Uniform Securities Agent State Law Examination
  2023-12-01

Other Names

• Karl Timmerman