Johan Xavier Gold Gordon

Ubs Financial Services Inc.

CRD 7736396

Claim This Profile

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-09-09

NJ RA
APPROVED

Since 2024-09-09

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc.	Weehawken	NY	08/2024	Present
Ubs Securities Llc	Weehawken	NJ	06/2023	08/2023
Guardian Life Limited	St. Andrew		06/2021	07/2021
Columbia University	New York	NY	08/2020	05/2024
Adtelligent Limited	Kingston		06/2019	08/2019
Campion College	St. Andrew		09/2013	06/2020

08/2024 → Present

Ubs Financial Services, Inc.

Weehawken, NY
06/2023 → 08/2023

Ubs Securities Llc

Weehawken, NJ
06/2021 → 07/2021

Guardian Life Limited

St. Andrew
08/2020 → 05/2024

Columbia University

New York, NY
06/2019 → 08/2019

Adtelligent Limited

Kingston
09/2013 → 06/2020

Campion College

St. Andrew

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-24

S66 Uniform Combined State Law Examination

2024-07-24

View on SEC IAPD

More in Weehawken, NJ

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor