Shane Fargo

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2026-07-21
TX	RA	APPROVED	2026-07-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	Westwood	MA	06/2026	Present
Jpmorgan Chase Bank, N.A.	Westwood	MA	06/2026	Present
Merrill Lynch, Pierce, Fenner & Smith Inc./Bank Of America Corp.	Providence	RI	10/2024	06/2026
Equity Services, Inc./National Life Ins. Co.	Montpelier	VT	04/2024	10/2024
Lpl Financial Llc	Montpelier	VT	04/2023	04/2024
Vsecu (New England Fcu Division)/Eastrise Federal Credit Union	Montpelier	VT	08/2021	03/2024
Pla-Fit Franchise Llc	Montpelier	VT	09/2021	03/2022
People's United Bank/M&T Bank	Montpelier	VT	02/2021	07/2021
Unemployed	Graniteville	VT	10/2019	01/2021
Sterling Jewelers Inc.	Burlington	VT	02/2019	09/2019
Unemployed	Montpelier	VT	10/2018	01/2019
Maine Course Hospitality Group	Burlington	VT	08/2018	09/2018
Unemployed	Las Vegas	NV	05/2016	07/2018

06/2026 → Present

J.P. Morgan Securities Llc

Westwood, MA
06/2026 → Present

Jpmorgan Chase Bank, N.A.

Westwood, MA
10/2024 → 06/2026

Merrill Lynch, Pierce, Fenner & Smith Inc./Bank Of America Corp.

Providence, RI
04/2024 → 10/2024

Equity Services, Inc./National Life Ins. Co.

Montpelier, VT
04/2023 → 04/2024

Lpl Financial Llc

Montpelier, VT
08/2021 → 03/2024

Vsecu (New England Fcu Division)/Eastrise Federal Credit Union

Montpelier, VT
09/2021 → 03/2022

Pla-Fit Franchise Llc

Montpelier, VT
02/2021 → 07/2021

People's United Bank/M&T Bank

Montpelier, VT
10/2019 → 01/2021

Unemployed

Graniteville, VT
02/2019 → 09/2019

Sterling Jewelers Inc.

Burlington, VT
10/2018 → 01/2019

Unemployed

Montpelier, VT
08/2018 → 09/2018

Maine Course Hospitality Group

Burlington, VT
05/2016 → 07/2018

Unemployed

Las Vegas, NV

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-15