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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-21
  • CA RA
    APPROVED
    Since 2026-08-21

Branch Locations

2151 E Gonzales Rd, Oxnard, CA 93036 • United States

300 Arneill Rd, Camarillo, CA 93010 • United States

3636 Dean Dr, Ventura, CA 93003 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ventura County Credit Union Oxnard CA 08/2020 03/2022
J.P. Morgan Securities Llc Thousand Oaks CA 04/2023 06/2026
Jpmc Bank Na (Southwest) Thousand Oaks CA 04/2023 06/2026
In N Out Burger Camarillo CA 01/2017 08/2020
Bank Of America Oxnard CA 03/2022 04/2023
Naturalizer Camarillo CA 10/2016 01/2017
Unemployed Oxnard CA 03/2013 09/2016
Omar Alexander Herrera Oxnard CA 08/2025 Present
Lpl Financial Oxnard CA 08/2026 Present
Oceanair Federal Credit Union Oxnard CA 08/2026 Present
  • 08/2020 → 03/2022
    Ventura County Credit Union
    Oxnard, CA
  • 04/2023 → 06/2026
    Thousand Oaks, CA
  • 04/2023 → 06/2026
    Jpmc Bank Na (Southwest)
    Thousand Oaks, CA
  • 01/2017 → 08/2020
    In N Out Burger
    Camarillo, CA
  • 03/2022 → 04/2023
    Bank Of America
    Oxnard, CA
  • 10/2016 → 01/2017
    Naturalizer
    Camarillo, CA
  • 03/2013 → 09/2016
    Unemployed
    Oxnard, CA
  • 08/2025 → Present
    Omar Alexander Herrera
    Oxnard, CA
  • 08/2026 → Present
    Lpl Financial
    Oxnard, CA
  • 08/2026 → Present
    Oceanair Federal Credit Union
    Oxnard, CA
Previous Registrations
Other Businesses

1. 08/2026 – Omar Alexander Herrera – Business Owner – Inv Related – 20 Hour(s)/Month – 0 Hour(s) During Trading – Oxnard CA 93033 – OBA Start Date: 08/01/2025 2. “Investment products and services are offered through LPL Financial LLC using the DBA/trade name OceanAir Wealth Management - Inv Rel - At Reported Business Location (s) - Start Date : 08/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-25
S63 Uniform Securities Agent State Law Examination 2023-05-26
  • S65 Uniform Investment Adviser Law Examination
    2025-08-25
  • S63 Uniform Securities Agent State Law Examination
    2023-05-26
Other Names
  • Omar Herrera

View on SEC IAPD

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