James Edward Eckley

Employer firm

Hardworking Capital Advisors, LLC CRD 226760

$206M regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 06/2017
  Npb Financial Group Llc
  Burbank, CA
• 08/2011 → 06/2017
  Kipp Financial Group, Inc.
  Ventura, CA
• 06/2017 → 11/2017
  Girard Securities
  San Diego, CA
• 06/2017 → Present
  Hardworking Capital Advisors, Llc
  Ventura, CA
• 11/2017 → 04/2019
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2010-01-28 → 2017-08-25
  Kipp Financial Group, Inc.
  Ventura, CA

Other Businesses

1.) JAMES ECKLEY II, LIFE INSURANCE SALES 2.) HARDWORKING CAPITAL ADVISORS, LLC; INVESTMENT ADVISOR REPRESENTATIVE; 25% OF TIME SPENT 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 4)NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE SETTLEMENT START DATE: 6/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-12-29
• S63 Uniform Securities Agent State Law Examination
  2008-08-12

Other Names

• Jim Eckley
• James E Eckley