Trinity N Hawthorne

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2026-08-13
CA	RA	APPROVED	2026-08-04

NE RA
APPROVED

Since 2026-08-13
CA RA
APPROVED

Since 2026-08-04

Branch Locations

Central City, NE • United States

9481 Irvine Center Dr, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Grand Island	NE	09/2023	05/2026
Kpmg	Omaha	NE	01/2023	03/2023
Ameritas	Lincoln	NE	05/2022	11/2022
Lutz	Lincoln	NE	01/2022	04/2022
Andrew Simmons Cpa Pc	Central City	NE	12/2021	01/2022
Lutz	Grand Island	NE	06/2021	11/2021
University Of Nebraska Lincoln	Lincoln	NE	08/2019	05/2023
Prairie Creek Winery	Central City	NE	04/2019	06/2021
Firework's Restaurant	Lincoln	NE	11/2019	07/2020
Heartland Lutheran High School	Grand Island	NE	08/2015	05/2019
Sun Tan City	Grand Island	NE	04/2018	03/2019
Buckle	Grand Island	NE	11/2017	02/2018
Maurices	Grand Island	NE	06/2016	09/2017
Unemployed	Central City	NE	05/2023	09/2023
Lpl Financial	Irvine	CA	07/2026	Present
Independent Advisor Alliance	Charlotte	NC	08/2026	Present

09/2023 → 05/2026

Lpl Financial Llc

Grand Island, NE
01/2023 → 03/2023

Kpmg

Omaha, NE
05/2022 → 11/2022

Ameritas

Lincoln, NE
01/2022 → 04/2022

Lutz

Lincoln, NE
12/2021 → 01/2022

Andrew Simmons Cpa Pc

Central City, NE
06/2021 → 11/2021

Lutz

Grand Island, NE
08/2019 → 05/2023

University Of Nebraska Lincoln

Lincoln, NE
04/2019 → 06/2021

Prairie Creek Winery

Central City, NE
11/2019 → 07/2020

Firework's Restaurant

Lincoln, NE
08/2015 → 05/2019

Heartland Lutheran High School

Grand Island, NE
04/2018 → 03/2019

Sun Tan City

Grand Island, NE
11/2017 → 02/2018

Buckle

Grand Island, NE
06/2016 → 09/2017

Maurices

Grand Island, NE
05/2023 → 09/2023

Unemployed

Central City, NE
07/2026 → Present

Lpl Financial

Irvine, CA
08/2026 → Present

Independent Advisor Alliance

Charlotte, NC

Previous Registrations

2024-02-28 → 2026-06-04

Lpl Financial Llc

Grand Island, NE

Other Businesses

1. 7/2026 - Revant Wealth - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 7/31/2026 2. 8/2026 -Revant Wealth - DBA for RIA Business (entity for RIA business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 7/31/2026

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-03-18
S65	Uniform Investment Adviser Law Examination	2024-02-27

S63 Uniform Securities Agent State Law Examination

2024-03-18
S65 Uniform Investment Adviser Law Examination

2024-02-27

Other Names

Trinity N Blase

View on SEC IAPD