Frank Devito

Principal Securities, Inc.

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Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-10

CA RA
APPROVED

Since 2026-08-10

Branch Locations

2998 Douglas Blvd Ste 330, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Loomis	CA	01/2023	04/2023
Old Republic Title	Sacramento	CA	12/2021	01/2023
Unemployed	Loomis	CA	09/2021	12/2021
Insperity	Sacramento	CA	01/2020	08/2021
Sum Of All Numbers	Loomis	CA	10/2016	12/2019
Access Partners	Pleasanton	CA	09/2011	10/2016
Edward Jones	St Louis	MO	05/2023	05/2026
Principal Life Insurance Company	Roseville	CA	08/2026	Present
Principal Securities, Inc.	Roseville	CA	08/2026	Present

01/2023 → 04/2023

Unemployed

Loomis, CA
12/2021 → 01/2023

Old Republic Title

Sacramento, CA
09/2021 → 12/2021

Unemployed

Loomis, CA
01/2020 → 08/2021

Insperity

Sacramento, CA
10/2016 → 12/2019

Sum Of All Numbers

Loomis, CA
09/2011 → 10/2016

Access Partners

Pleasanton, CA
05/2023 → 05/2026

Edward Jones

St Louis, MO
08/2026 → Present

Principal Life Insurance Company

Roseville, CA
08/2026 → Present

Principal Securities, Inc.

Roseville, CA

Previous Registrations

2023-09-12 → 2026-05-07

Edward Jones

Loomis, CA

St. Louis, MO

Sacramento, CA

Sacramento, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-06

S66 Uniform Combined State Law Examination

2023-09-06

View on SEC IAPD

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