Alex Dichter

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → 01/2019
  Northwestern Mutual Investment Services Llc
  Jamison, PA
• 03/2012 → 09/2016
  Crossfit Headway
  Huntingdon Valley, PA
• 08/2016 → 01/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 03/2017 → 01/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 01/2019 → 06/2020
  Michael David Burgman
  Jamison, PA
• 02/2019 → 06/2020
  Jason Olenski
  Jamison, PA
• 08/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 06/2020 → 08/2020
  Unemployed
  Bensalem, PA
• 11/2020 → Present
  Bank Of America, N.A.
  Pennington, NJ

Other Businesses

I*: 2989281Entity Type: Entity For ProfitName of OBA: ShopCat LLCAddress: MorrisvillePennsylvania19067Investment Related: nPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 12/01/2025No Hours: 10hr/wkNo Hours during trading:0Duties: ShopCat LLC is a small consumer wellness company focused on the development and sale of functional beverage products containing natural nootropics and adaptogens. The company operates in the health and wellness e-commerce space and has no involvement in financial services, investments, securities, or insurance. Limited after-hours involvement in business strategy, product formulation, and operational oversight in collaboration with a co-founder. All activities are conducted entirely outside of Bank of America/Merrill Lynch working hours and without the use of company systems, resources, or confidential information. I*3470318, Entity Type: , Name of OBA: The M Family Trust, Address: Morrisville, Pennsylvania, 19067, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 01/15/2026, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: I*4331266, Entity Type: , Name of OBA: Rental Property 1, Address: Morrisville, Pennsylvania, 19067, Investment Related: Y, Position, Title, Association: Sole owner, Employee Start Date: 04/07/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2020-10-03
• S63 Uniform Securities Agent State Law Examination
  2017-01-27

Other Names

• Alex Dichter
• Alex Meade Dichter