Ahna Tracy Azevedo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2023 → 12/2024
  Massmutual Life Insurance Company
  Walnut Creek, CA
• 03/2023 → 12/2024
  Mml Investors Services, Llc
  Walnut Creek, CA
• 06/2010 → 11/2022
  Opentable Inc
  San Francisco, CA
• 12/2022 → 01/2023
  Unemployed
  San Francisco, CA
• 01/2025 → Present
  Insurance Agent
  San Francisco, CA
• 03/2025 → Present
  Lpl Financial Llc
  San Francisco, CA

Previous Registrations

• 2023-07-07 → 2025-01-07
  Mml Investors Services, Llc
  Pleasanton, CA
  Walnut Creek, CA
  San Francisco, CA
  Pleasanton, CA
  Redwood City, CA

Other Businesses

1) 03/11/2025 - Horowitz Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:03/10/2025 - 80 Hrs/Mth - 80 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-06-26
• S63 Uniform Securities Agent State Law Examination
  2023-04-28

Other Names

• Ahna Azevedo
• Ahna Tracy Guedmin