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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-01
  • FL RA
    APPROVED
    Since 2025-08-01

Branch Locations

8900 Pines Blvd, Pembroke Pines, FL 33024 • United States

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 02/2023 07/2024
Party City Miami FL 09/2017 11/2017
Subway Miami FL 02/2018 04/2018
Polo Ralph Lauren Miami FL 05/2019 12/2019
1851 Tallahassee FL 02/2019 05/2019
Hobbit American Grill Tallahassee FL 09/2020 06/2021
Flanigan's Miami FL 06/2021 08/2021
Proof Brewing Co. Tallahassee FL 10/2021 11/2021
Fsu Legends Tallahassee FL 01/2022 04/2022
Phoenix Financial Services Fort Lauderdale FL 09/2022 11/2022
Unemployed Miami FL 11/2017 02/2018
Unemployed Tallahassee FL 04/2018 03/2019
Unemployed Tallahassee FL 08/2019 09/2020
Unemployed Tallahassee FL 08/2021 10/2021
Unemployed Tallahassee FL 11/2021 01/2022
Unemployed Miami FL 04/2022 09/2022
Unemployed Miami FL 11/2022 02/2023
Cic Investors 90 Ltd Miami FL 06/2021 07/2021
Florida State University Tallahassee FL 08/2018 04/2022
Bank Of America, N.A. Miami FL 05/2023 07/2024
Unemployed Miami FL 03/2010 09/2017
Wells Fargo Bank, Na Pembroke Pines FL 07/2025 Present
Wells Fargo Clearing Services, Llc Pembroke Pines FL 07/2025 Present
Unemployed Miami FL 07/2024 07/2025
  • 02/2023 → 07/2024
    Miami, FL
  • 09/2017 → 11/2017
    Party City
    Miami, FL
  • 02/2018 → 04/2018
    Subway
    Miami, FL
  • 05/2019 → 12/2019
    Polo Ralph Lauren
    Miami, FL
  • 02/2019 → 05/2019
    1851
    Tallahassee, FL
  • 09/2020 → 06/2021
    Hobbit American Grill
    Tallahassee, FL
  • 06/2021 → 08/2021
    Flanigan's
    Miami, FL
  • 10/2021 → 11/2021
    Proof Brewing Co.
    Tallahassee, FL
  • 01/2022 → 04/2022
    Fsu Legends
    Tallahassee, FL
  • 09/2022 → 11/2022
    Phoenix Financial Services
    Fort Lauderdale, FL
  • 11/2017 → 02/2018
    Unemployed
    Miami, FL
  • 04/2018 → 03/2019
    Unemployed
    Tallahassee, FL
  • 08/2019 → 09/2020
    Unemployed
    Tallahassee, FL
  • 08/2021 → 10/2021
    Unemployed
    Tallahassee, FL
  • 11/2021 → 01/2022
    Unemployed
    Tallahassee, FL
  • 04/2022 → 09/2022
    Unemployed
    Miami, FL
  • 11/2022 → 02/2023
    Unemployed
    Miami, FL
  • 06/2021 → 07/2021
    Cic Investors 90 Ltd
    Miami, FL
  • 08/2018 → 04/2022
    Florida State University
    Tallahassee, FL
  • 05/2023 → 07/2024
    Bank Of America, N.A.
    Miami, FL
  • 03/2010 → 09/2017
    Unemployed
    Miami, FL
  • 07/2025 → Present
    Wells Fargo Bank, Na
    Pembroke Pines, FL
  • 07/2025 → Present
    Pembroke Pines, FL
  • 07/2024 → 07/2025
    Unemployed
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-20
  • S66 Uniform Combined State Law Examination
    2023-07-20

View on SEC IAPD

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