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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-08 |
| CA | RA | APPROVED | 2025-05-01 |
Branch Locations
2000 Avenue Of The Stars Suite 530 N, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Capital Management | Mountain View | CA | 08/2024 | 12/2025 |
| Rockefeller Financial Llc | Mountain View | CA | 02/2025 | 12/2025 |
| Victor J. Adint, Inc | Los Gatos | CA | 01/2023 | 07/2024 |
| West Valley College | Saratoga | CA | 08/2017 | 05/2020 |
| University Of California, Santa Cruz | Santa Cruz | CA | 07/2020 | 06/2022 |
| Leigh High School | San Jose | CA | 08/2013 | 06/2017 |
| Melissa Chan Sellers | Los Gatos | CA | 11/2018 | 12/2022 |
| Chan Cpa & Company Inc. | Campbell | CA | 10/2022 | 01/2023 |
| Rockefeller Financial Llc | San Jose | CA | 12/2025 | Present |
| Rockefeller Capital Management | San Jose | CA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-01 |
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