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Yan Yan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-12-13
TX RA APPROVED 2016-12-13
  • CA RA
    APPROVED
    Since 2016-12-13
  • TX RA
    APPROVED
    Since 2016-12-13

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2505 W Chandler Blvd, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 08/2016 Present
Bank Of America, N.A. Chandler AZ 10/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-12
  • S66 Uniform Combined State Law Examination
    2016-12-12

View on SEC IAPD

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