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Benjamin William Stueck

LPl Enterprise, LLC

Philadelphia, PA

Shelton, CT

CRD 7677660

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-08-22
TX RA APPROVED 2025-03-12
CT RA APPROVED 2025-03-11
  • PA RA
    APPROVED
    Since 2025-08-22
  • TX RA
    APPROVED
    Since 2025-03-12
  • CT RA
    APPROVED
    Since 2025-03-11

Branch Locations

Philadelphia, PA • United States

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rei Property And Asset Management Danbury CT 10/2012 12/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2023 11/2023
Northwestern Mutual Investment Services Llc Stamford CT 08/2023 11/2023
The Prudential Insurance Company Of America Shelton CT 11/2023 Present
Pruco Securities Llc Shelton CT 11/2023 11/2024
Lpl Enterprise, Llc Shelton CT 11/2024 Present
  • 10/2012 → 12/2022
    Rei Property And Asset Management
    Danbury, CT
  • 01/2023 → 11/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2023 → 11/2023
    Northwestern Mutual Investment Services Llc
    Stamford, CT
  • 11/2023 → Present
    The Prudential Insurance Company Of America
    Shelton, CT
  • 11/2023 → 11/2024
    Pruco Securities Llc
    Shelton, CT
  • 11/2024 → Present
    Shelton, CT
Other Businesses

1) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV Related - At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-08
S63 Uniform Securities Agent State Law Examination 2023-11-10
  • S65 Uniform Investment Adviser Law Examination
    2025-03-08
  • S63 Uniform Securities Agent State Law Examination
    2023-11-10
Other Names
  • Benjamin William Stueck
  • Ben Stueck

View on SEC IAPD

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